Financial Industry Regulatory Authority | Florida Record

Friday, April 18, 2025

Home
»
Organizations
»
Financial Industry Regulatory Authority

Financial Industry Regulatory Authority

U.S. Government: Agencies/Departments/Divisions | Federal Agencies

1735 K Street NW, Washington, DC 20036

Recent News About Financial Industry Regulatory Authority View More

Source Capital to pay over $1 million in fines, damages following FINRA arbitration

By John Myers | Sunday, Feb 12, 2017 @ 8:16pm

TAMPA – A Florida-based firm has been awarded over $1 million following a Financial Industry Regulatory Authority (FINRA) arbitration.

Most Popular

1

Federal judge blocks new Florida law that criminalizes entry of undocumented immigrants into Florida

2

Jury awards family $45M after heart attack patient dies following delay in treatment

3

FSU College of Law Receives Historic Ranking From U.S. News & World Report

4

Plaintiff alleges negligence against Florida veterinary clinic over botched horse examination

5

Plaintiff alleges negligence against retail giant after slip-and-fall incident