Financial Industry Regulatory Authority | Florida Record

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Financial Industry Regulatory Authority

Financial Industry Regulatory Authority

U.S. Government | Federal Agencies

1735 K Street Northwest, Washington, DC 20036

Recent News About Financial Industry Regulatory Authority

Source Capital to pay over $1 million in fines, damages following FINRA arbitration

By John Myers | Sunday, Feb 12, 2017 @ 8:16pm

TAMPA – A Florida-based firm has been awarded over $1 million following a Financial Industry Regulatory Authority (FINRA) arbitration.

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